-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PN8FkiJBwAp9poyxtHoTLQIOlWjtZAYZ98WpZprftIcSsAEq4xl4xZ8LjQgono0i eoZTOXM+VyNLb55VCIesLw== 0000950133-01-503309.txt : 20020410 0000950133-01-503309.hdr.sgml : 20020410 ACCESSION NUMBER: 0000950133-01-503309 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20011114 GROUP MEMBERS: ANGELA NORMAN BROWN GROUP MEMBERS: HARRY D. MURPHY GROUP MEMBERS: JOYCE MURPHY NORMAN GROUP MEMBERS: MARC D. MURPHY GROUP MEMBERS: STRATTON K. MURPHY GROUP MEMBERS: WENDELL H. MURPHY, JR. GROUP MEMBERS: WENDY MURPHY CRUMPLER FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MURPHY WENDELL H CENTRAL INDEX KEY: 0000904450 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: P.O. BOX 759 CITY: ROSE HILL STATE: NC ZIP: 28458 BUSINESS PHONE: 9192892111 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SMITHFIELD FOODS INC CENTRAL INDEX KEY: 0000091388 STANDARD INDUSTRIAL CLASSIFICATION: MEAT PACKING PLANTS [2011] IRS NUMBER: 520845861 STATE OF INCORPORATION: VA FISCAL YEAR END: 0427 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-07808 FILM NUMBER: 1791353 BUSINESS ADDRESS: STREET 1: 200 COMMERCE STREET STREET 2: 999 WATERSIDE DRIVE CITY: SMITHFIELD STATE: VA ZIP: 23430 BUSINESS PHONE: 7573653000 MAIL ADDRESS: STREET 1: 900 DOMINION TOWER STREET 2: 999 WATERSIDE DRIVE CITY: NORFOLK STATE: VA ZIP: 23510 FORMER COMPANY: FORMER CONFORMED NAME: LIBERTY EQUITIES CORP DATE OF NAME CHANGE: 19710221 FORMER COMPANY: FORMER CONFORMED NAME: LIBERTY REAL ESTATE TRUST DATE OF NAME CHANGE: 19661113 SC 13D/A 1 w55050sc13da.htm AMENDMENT NO. 1 TO SCHEDULE 13D sc13da
 

SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549


SCHEDULE 13D

Under the Securities Exchange Act of 1934

(Amendment No. 1)*


Smithfield Foods, Inc.

(Name of Issuer)

Common Stock, $0.50 par value

(Title of Class of Securities)

832248 10 8

(CUSIP Number)

Reef C. Ivey, II
Ward and Smith, P.A.
P.O. Box 2091
Raleigh, NC 27602-2091
(919) 836-4261

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

November 7, 2001

(Date of Event which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.       [  ]

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Section 240.13d-7(b) for other parties to whom copies are to be sent.

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

(Continued on following pages)
(Page 1 of 16 pages)

 

 

SCHEDULE 13D

     
  CUSIP No. 832248 10 8     Page 2 of 16 Pages
             
1   NAME OF REPORTING PERSON        
    S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON        
 
              Wendell H. Murphy        
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*   (a)
(b) 		  [  ]
[x]
 
3   SEC USE ONLY        
 
4   SOURCE OF FUNDS*        
 
              OO        
5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) 		      [  ]
 
6   CITIZENSHIP OR PLACE OF ORGANIZATION        
 
              United States of America        
    7   SOLE VOTING POWER
 
NUMBER OF                 5,421,277
SHARES
BENEFICIALLY   8   SHARED VOTING POWER
OWNED BY        
EACH                 29,703
REPORTING
PERSON   9   SOLE DISPOSITIVE POWER
WITH      
                5,421,277
 
    10   SHARED DISPOSITIVE POWER
 
                  29,703
11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON    
 
              5,450,980    
12   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*   [  ]
 
13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)    
 
    4.9%    
14   TYPE OF REPORTING PERSON*    
 
              IN    
*SEE INSTRUCTIONS BEFORE FILLING OUT!

 

 

SCHEDULE 13D

     
  CUSIP No. 832248 10 8     Page 3 of 16 Pages
             
1   NAME OF REPORTING PERSON        
    S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON        
 
              Harry D. Murphy        
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*   (a)
(b) 		  [  ]
[x]
 
3   SEC USE ONLY        
 
4   SOURCE OF FUNDS*        
 
              OO        
5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) 		      [  ]
 
6   CITIZENSHIP OR PLACE OF ORGANIZATION        
 
              United States of America        
    7   SOLE VOTING POWER
 
NUMBER OF                 2,946,771
SHARES
BENEFICIALLY   8   SHARED VOTING POWER
OWNED BY        
EACH                 6,826
REPORTING
PERSON   9   SOLE DISPOSITIVE POWER
WITH      
                2,946,771
 
    10   SHARED DISPOSITIVE POWER
 
                  6,826
11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON    
 
              2,953,597    
12   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*   [  ]
 
13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)    
 
              2.7%    
14   TYPE OF REPORTING PERSON*    
 
              IN    
*SEE INSTRUCTIONS BEFORE FILLING OUT!

 

 

SCHEDULE 13D

     
  CUSIP No. 832248 10 8     Page 4 of 16 Pages
             
1   NAME OF REPORTING PERSON        
    S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON        
 
              Joyce Murphy Norman        
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*   (a)
(b) 		  [  ]
[x]
 
3   SEC USE ONLY        
 
4   SOURCE OF FUNDS*        
 
              OO        
5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) 		      [  ]
 
6   CITIZENSHIP OR PLACE OF ORGANIZATION        
 
              United States of America        
    7   SOLE VOTING POWER
 
NUMBER OF                 2,034,873
SHARES
BENEFICIALLY   8   SHARED VOTING POWER
OWNED BY        
EACH                 10,757
REPORTING
PERSON   9   SOLE DISPOSITIVE POWER
WITH      
                2,034,873
 
    10   SHARED DISPOSITIVE POWER
 
                  10,757
11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON    
 
              2,045,630    
12   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*   [  ]
 
13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)    
 
              1.9%    
14   TYPE OF REPORTING PERSON*    
 
              IN    
*SEE INSTRUCTIONS BEFORE FILLING OUT!

 

 

SCHEDULE 13D

     
  CUSIP No. 832248 10 8     Page 5 of 16 Pages
             
1   NAME OF REPORTING PERSON        
    S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON        
 
              Wendell H. Murphy, Jr.        
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*   (a)
(b) 		  [  ]
[x]
 
3   SEC USE ONLY        
 
4   SOURCE OF FUNDS*        
 
              OO        
5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) 		      [  ]
 
6   CITIZENSHIP OR PLACE OF ORGANIZATION        
 
              United States of America        
    7   SOLE VOTING POWER
 
NUMBER OF                 3,548,964
SHARES
BENEFICIALLY   8   SHARED VOTING POWER
OWNED BY        
EACH                 20,522
REPORTING
PERSON   9   SOLE DISPOSITIVE POWER
WITH      
                3,548,964
 
    10   SHARED DISPOSITIVE POWER
 
                  20,522
11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON    
 
              3,569,486    
12   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*   [  ]
 
13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)    
 
              3.2%    
14   TYPE OF REPORTING PERSON*    
 
              IN    
*SEE INSTRUCTIONS BEFORE FILLING OUT!

 

 

SCHEDULE 13D

     
  CUSIP No. 832248 10 8     Page 6 of 16 Pages
             
1   NAME OF REPORTING PERSON        
    S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON        
 
              Wendy Murphy Crumpler        
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*   (a)
(b) 		  [  ]
[x]
 
3   SEC USE ONLY        
 
4   SOURCE OF FUNDS*        
 
              OO        
5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) 		      [  ]
 
6   CITIZENSHIP OR PLACE OF ORGANIZATION        
 
              United States of America        
    7   SOLE VOTING POWER
 
NUMBER OF                 1,043,186
SHARES
BENEFICIALLY   8   SHARED VOTING POWER
OWNED BY        
EACH                 6,042
REPORTING
PERSON   9   SOLE DISPOSITIVE POWER
WITH      
                1,043,186
 
    10   SHARED DISPOSITIVE POWER
 
                  6,042
11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON    
 
              1,049,228    
12   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*   [  ]
 
13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)    
 
              1%    
14   TYPE OF REPORTING PERSON*    
 
              IN    
*SEE INSTRUCTIONS BEFORE FILLING OUT!

 

 

SCHEDULE 13D

     
  CUSIP No. 832248 10 8     Page 7 of 16 Pages
             
1   NAME OF REPORTING PERSON        
    S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON        
 
              Stratton K. Murphy        
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*   (a)
(b) 		  [  ]
[x]
 
3   SEC USE ONLY        
 
4   SOURCE OF FUNDS*        
 
              OO        
5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) 		      [  ]
 
6   CITIZENSHIP OR PLACE OF ORGANIZATION        
 
              United States of America        
    7   SOLE VOTING POWER
 
NUMBER OF                 1,179,153
SHARES
BENEFICIALLY   8   SHARED VOTING POWER
OWNED BY        
EACH                 3,620
REPORTING
PERSON   9   SOLE DISPOSITIVE POWER
WITH      
                1,179,153
 
    10   SHARED DISPOSITIVE POWER
 
                  3,620
11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON    
 
              1,182,773    
12   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*   [  ]
 
13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)    
 
              1.1%    
14   TYPE OF REPORTING PERSON*    
 
              IN    
*SEE INSTRUCTIONS BEFORE FILLING OUT!

 

 

SCHEDULE 13D

     
  CUSIP No. 832248 10 8     Page 8 of 16 Pages
             
1   NAME OF REPORTING PERSON        
    S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON        
 
              Marc D. Murphy        
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*   (a)
(b) 		  [  ]
[x]
 
3   SEC USE ONLY        
 
4   SOURCE OF FUNDS*        
 
              OO        
5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) 		      [  ]
 
6   CITIZENSHIP OR PLACE OF ORGANIZATION        
 
              United States of America        
    7   SOLE VOTING POWER
 
NUMBER OF                 1,179,153
SHARES
BENEFICIALLY   8   SHARED VOTING POWER
OWNED BY        
EACH                 3,620
REPORTING
PERSON   9   SOLE DISPOSITIVE POWER
WITH      
                1,179,153
 
    10   SHARED DISPOSITIVE POWER
 
                  3,620
11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON    
 
              1,182,773    
12   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*   [  ]
 
13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)    
 
              1.1%    
14   TYPE OF REPORTING PERSON*    
 
              IN    

*SEE INSTRUCTIONS BEFORE FILLING OUT!

 

 

SCHEDULE 13D

     
  CUSIP No. 832248 10 8     Page 9 of 16 Pages
             
1   NAME OF REPORTING PERSON        
    S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON        
 
              Angela Norman Brown        
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*   (a)
(b) 		  [  ]
[x]
 
3   SEC USE ONLY        
 
4   SOURCE OF FUNDS*        
 
              OO        
5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) 		      [  ]
 
6   CITIZENSHIP OR PLACE OF ORGANIZATION        
 
              United States of America        
    7   SOLE VOTING POWER
 
NUMBER OF                 625,959
SHARES
BENEFICIALLY   8   SHARED VOTING POWER
OWNED BY        
EACH                 3,310
REPORTING
PERSON   9   SOLE DISPOSITIVE POWER
WITH      
                625,959
 
    10   SHARED DISPOSITIVE POWER
 
                  3,310
11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON    
 
              629,269    
12   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*   [  ]
 
13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)    
 
              0.6%    
14   TYPE OF REPORTING PERSON*    
 
              IN    
*SEE INSTRUCTIONS BEFORE FILLING OUT!

 

 

     
  CUSIP No. 832248 10 8     Page 10 of 16 Pages

Item 1      Security and Issuer

                  This Amendment No. 1 to Schedule 13D relating to the common stock (the “Smithfield Common Stock”) of Smithfield Foods, Inc., a Virginia corporation (“Smithfield”), is being filed on behalf of Wendell H. Murphy, Harry D. Murphy, Joyce Murphy Norman, Wendell H. Murphy, Jr., Wendy Murphy Crumpler, Stratton K. Murphy, Marc D. Murphy and Angela Norman Brown (each, a “Reporting Person” and together, the “Reporting Persons”), to amend the Schedule 13D which was originally filed with the Securities and Exchange Commission on August 31, 2001 (the “Schedule 13D”). Unless otherwise indicated, all capitalized terms used herein but not defined herein shall have the meanings set forth in the Schedule 13D.

Item 3      Source and Amount of Funds or Other Consideration

                  Item 3 is hereby amended by adding the following information:

                  On September 17, 2001, the Smithfield Common Stock split 2-for-1 (the “Stock Split”), resulting in the following acquisitions, for no consideration, of shares of Smithfield Common Stock by the Reporting Persons:

         
Reporting Person Number of Additional Shares Acquired
Wendell H. Murphy
     2,928,441  
Harry D. Murphy
     1,623,237  
Joyce Murphy Norman
     1,003,054  
Wendell H. Murphy, Jr.
     1,911,821  
Wendy Murphy Crumpler
     561,556  
Stratton K. Murphy
     665,383  
Marc D. Murphy
     665,383  
Angela Norman Brown
     308,631  
Total
     9,667,506  

                  As a result of the Stock Split, MurFam Enterprises, LLC, a North Carolina limited liability company in which each Reporting Person is a member (“MurFam”), acquired an additional 123,000 shares of Smithfield Common Stock.

Item 5      Interest in Smithfield Common Stock

                  Item 5 is hereby amended by adding the following information:

                  On September 21, 2001, Wendell H. Murphy transferred 648,333 shares of Smithfield Common Stock to WMNCS, Inc. (“WMNCS”), a corporation wholly-owned by Wendell H. Murphy. On September 21, 2001, Wendell H. Murphy, Jr. transferred 423,307 shares of Smithfield Common Stock to WMWC, Inc. (“WMWC”), a corporation wholly-owned by Wendell H. Murphy, Jr. On September 21, 2001, Wendy Murphy Crumpler transferred 124,337 shares of Smithfield Common Stock to WCKC, Inc. (“WCKC”), a corporation wholly-owned by Wendy Murphy Crumpler.

 

 

     
  CUSIP No. 832248 10 8     Page 11 of 16 Pages

     Between September 25, 2001 and November 7, 2001, each Reporting Person (or an entity wholly-owned by a Reporting Person) and MurFam sold shares of Smithfield Common Stock in transactions on the New York Stock Exchange (the “Open Market Sales”). The Open Market Sales of WMNCS are summarized as follows:

                         
WMNCS Open Market Sales
Date of sale   Number of shares sold   Price per share   Gross Proceeds
09/28/2001     44,866     $ 21.0872     $ 946,098.3152  
10/01/2001     16,656       21.05       350,608.80  
10/02/2001     12,345       21.05       259,862.25  
10/03/2001     15,014       21.05       316,044.70  
10/09/2001     34,097       21.05       717,741.85  
10/10/2001     33,760       21.0527       710,739.1520  
10/31/2001     37,472       21.05       788,785.60  
11/01/2001     35,582       21.05       749,001.10  
11/02/2001     44,395       21.05       934,514.75  
11/05/2001     181,946       21.4883       3,909,710.2318  
11/06/2001     59,280       21.5571       1,277,904.8880  
11/07/2001     78,322       21.5549     1,688,222.8778
Total     593,735       - -     $12,649,234.51

                  The Open Market Sales of WMWC are summarized as follows:

                         
WMWC Open Market Sales
Date of sale   Number of shares sold   Price per share   Gross Proceeds
09/28/2001     29,294     $ 21.0872     $ 617,728.4368  
10/01/2001     10,875       21.05       228,918.75  
10/02/2001     8,061       21.05       169,684.05  
10/03/2001     9,803       21.05       206,353.15  
10/09/2001     22,262       21.05       468,615.10  
10/10/2001     22,042       21.0527       464,043.6134  
10/31/2001     24,466       21.05       515,009.30  
11/01/2001     23,232       21.05       489,033.60  
11/02/2001     28,985       21.05       610,134.25  
11/05/2001     118,796       21.4883       2,552,724.0868  
11/06/2001     38,706       21.5571       834,389.1126  
11/07/2001     51,138       21.5549     1,102,274.4762
Total     387,660       - -     $8,258,907.92

 

 

     
  CUSIP No. 832248 10 8     Page 12 of 16 Pages

                  The Open Market Sales of WCKC are summarized as follows:

                         
WCKC Open Market Sales
Date of sale   Number of shares sold   Price per share   Gross Proceeds
09/28/2001     8,605     $ 21.0872     $ 181,455.3560  
10/01/2001     3,194       21.05       67,233.70  
10/02/2001     2,368       21.05       49,846.40  
10/03/2001     2,879       21.05       60,602.95  
10/09/2001     6,539       21.05       137,645.95  
10/10/2001     6,474       21.0527       136,295.1798  
10/31/2001     7,187       21.05       151,286.35  
11/01/2001     6,824       21.05       143,645.20  
11/02/2001     8,514       21.05       179,219.70  
11/05/2001     34,894       21.4883       749,812.7402  
11/06/2001     11,369       21.5571       245,082.6699  
11/07/2001     15,021       21.5549     323,776.1529
Total     113,868       - -     $2,425,902.35

                  The Open Market Sales of Harry D. Murphy are summarized as follows:

                         
Harry D. Murphy Open Market Sales
Date of sale   Number of shares sold   Price per share   Gross Proceeds
09/28/2001     24,881     $ 21.0872     $ 524,670.6232  
10/01/2001     9,237       21.05       194,438.85  
10/02/2001     6,846       21.05       144,108.30  
10/03/2001     8,326       21.05       175,262.30  
10/09/2001     18,908       21.05       398,013.40  
10/10/2001     18,722       21.0527       394,148.6494  
10/31/2001     20,781       21.05       437,440.05  
11/01/2001     19,732       21.05       415,358.60  
11/02/2001     24,618       21.05       518,208.90  
11/05/2001     100,898       21.4883       2,168,126.4934  
11/06/2001     32,875       21.5571       708,689.6625  
11/07/2001     43,433       21.5549     936,193.9717
Total     329,257       - -     $7,014,659.80

 

 

     
  CUSIP No. 832248 10 8     Page 13 of 16 Pages

                  The Open Market Sales of Stratton K. Murphy are summarized as follows:

                         
Stratton K. Murphy Open Market Sales
Date of sale   Number of shares sold   Price per share   Gross Proceeds
09/28/2001     12,628     $ 21.0872     $ 266,289.1616  
10/01/2001     4,688       21.05       98,682.40  
10/02/2001     3,475       21.05       73,148.75  
10/03/2001     4,226       21.05       88,957.30  
10/09/2001     9,597       21.05       202,016.85  
10/10/2001     9,501       21.0527       200,021.7027  
10/31/2001     10,547       21.05       222,014.35  
11/01/2001     10,015       21.05       210,815.75  
11/02/2001     12,494       21.05       262,998.70  
11/05/2001     51,208       21.4883       1,100,372.8664  
11/06/2001     16,685       21.5571       359,680.2135  
11/07/2001     22,043       21.5549     475,134.6607
Total     167,107       - -     $3,560,132.70

                  The Open Market Sales of Marc D. Murphy are summarized as follows:

                             
Marc D. Murphy Open Market Sales
Date of sale   Number of shares sold   Price per share   Gross Proceeds
 
09/28/2001
     12,628     $ 21.0872     $ 266,289.1616  
 
10/01/2001
     4,688       21.05       98,682.40  
 
10/02/2001
     3,475       21.05       73,148.75  
 
10/03/2001
     4,226       21.05       88,957.30  
 
10/09/2001
     9,597       21.05       202,016.85  
 
10/10/2001
     9,501       21.0527       200,021.7027  
 
10/31/2001
     10,547       21.05       222,014.35  
 
11/01/2001
     10,015       21.05       210,815.75  
 
11/02/2001
     12,494       21.05       262,998.70  
 
11/05/2001
     51,208       21.4883       1,100,372.8664  
 
11/06/2001
     16,685       21.5571       359,680.2135  
 
11/07/2001
     22,043       21.5549       475,134.6607  
   
Total
     167,107       - -     $ 3,560,132.70  

                  The Open Market Sales of Joyce Murphy Norman are summarized as follows:

                             
Joyce Murphy Norman Open Market Sales
Date of sale   Number of shares sold   Price per share   Gross Proceeds
 
09/28/2001
     15,369     $ 21.0872     $ 324,089.1768  
 
10/01/2001
     5,706       21.05       120,111.30  
 
10/02/2001
     4,229       21.05       89,020.45  
 
10/03/2001
     5,143       21.05       108,260.15  
   
Total
     30,447       - -     $ 641,481.08  

 

 

     
  CUSIP No. 832248 10 8     Page 14 of 16 Pages

                  The Open Market Sales of Angela Norman Brown are summarized as follows:

                             
Angela Norman Brown Open Market Sales
Date of sale Number of shares sold Price per share Gross Proceeds
 
09/28/2001
     4,729     $ 21.0872     $ 99,721.3688  
 
10/01/2001
     1,756       21.05       36,963.80  
 
10/02/2001
     1,301       21.05       27,386.05  
 
10/03/2001
     1,583       21.05       33,322.15  
   
Total
     9,369       - -     $ 197,393.37  

                  The Open Market Sales of MurFam are summarized as follows:

                             
Angela Norman Brown Open Market Sales
Date of sale   Number of shares sold   Price per share   Gross Proceeds
 
09/25/2001
     15,200     $ 21.3216     $ 324,088.32  
 
09/26/2001
     2,500       21.25       53,125.00  
 
09/27/2001
     46,900       21.0716       988,258.04  
 
09/28/2001
     97,000       21.0872       2,045,458.40  
   
Total
     161,600       - -     $ 3,410,929.76  

                  As a result of the Open Market Sales, the Reporting Persons are currently the beneficial owners of an aggregate of 18,063,736 shares of Smithfield Common Stock (such number includes 84,400 shares of Smithfield Common Stock owned directly by MurFam) The shares beneficially owned by the Reporting Persons represent approximately 16.4% (assuming the receipt by the Reporting Persons of the Escrowed Acquisition Shares and the Additional Acquisition Shares referred to in the Schedule 13D) of the 110,142,309 shares (giving effect to the Stock Split and a recent issuance of shares of Smithfield Common Stock) of Smithfield Common Stock outstanding. The total number of shares of Smithfield Common Stock deemed to be beneficially owned by each Reporting Person is as follows:

         
Reporting Person   Total Number of Shares
  Beneficially Owned
Wendell H. Murphy
     5,450,980  
Harry D. Murphy
     2,953,597  
Joyce Murphy Norman
     2,045,630  
Wendell H. Murphy, Jr.
     3,569,486  
Wendy Murphy Crumpler
     1,049,228  
Stratton K. Murphy
     1,182,773  
Marc D. Murphy
     1,182,773  
Angela Norman Brown
     629,269  
Total
     18,063,736  

 

 

     
  CUSIP No. 832248 10 8     Page 15 of 16 Pages

                  Each Reporting Person has sole voting and dispositive power over those shares of Smithfield Common Stock individually beneficially owned by such Reporting Person, and each Reporting Person has shared voting and dispositive power over those shares of Smithfield Common Stock beneficially owned by such Reporting Person by virtue of such Reporting Person’s ownership interest in MurFam, as follows:

                 
Reporting Person   Sole Voting and   Shared Voting and
  Dispositive Power   Dispositive Power
Wendell H. Murphy
     5,421,277       29,703  
Harry D. Murphy
     2,946,771       6,826  
Joyce Murphy Norman
     2,034,873       10,757  
Wendell H. Murphy, Jr.
     3,548,964       20,522  
Wendy Murphy Crumpler
     1,043,186       6,042  
Stratton K. Murphy
     1,179,153       3,620  
Marc D. Murphy
     1,179,153       3,620  
Angela Norman Brown
     625,959       3,310  
TOTAL
     17,979,336       84,400  

 

 

     
  CUSIP No. 832248 10 8     Page 16 of 16 Pages

SIGNATURE

                  After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: November 14, 2001

  /s/ Reef C. Ivey, II POA           
Name: Wendell H. Murphy

  /s/ Reef C. Ivey, II POA           
Name: Harry D. Murphy

  /s/ Reef C. Ivey, II POA           
Name: Joyce Murphy Norman

  /s/ Reef C. Ivey, II POA           
Name: Wendell H. Murphy, Jr.

  /s/ Reef C. Ivey, II POA           
Name: Wendy Murphy Crumpler

  /s/ Reef C. Ivey, II POA           
Name: Stratton K. Murphy

  /s/ Reef C. Ivey, II POA           
Name: Marc D. Murphy

  /s/ Reef C. Ivey, II POA           
Name: Angela Norman Brown

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